Houston A. Goddard
Professional summary
Houston Allen Goddard, who also goes by Houston Allen Goodard, is a registered financial advisor currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California.
Houston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Houston has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Houston Allen Goddard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Houston Allen Goddard's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2015 - Present
INDEPENDENT INVESTMENT BANKERS, CORP.
February 4, 2014 - Present
INDEPENDENT INVESTMENT BANKERS, CORP.
June 6, 2014 - September 19, 2014
TRANSCEND CAPITAL
February 22, 2013 - November 20, 2013
J.W. COLE FINANCIAL, INC.
November 27, 2006 - August 27, 2012
GIRARD SECURITIES, INC.
February 2, 2004 - August 27, 2012
GIRARD SECURITIES, INC.
December 21, 2001 - November 13, 2002
SUNAMERICA SECURITIES, INC.
July 8, 1998 - October 2, 2002
SENTRA SECURITIES CORPORATION
July 8, 1998 - November 13, 2002
SPELMAN & CO., INC.
March 16, 1998 - June 22, 1998
H.J. MEYERS & CO., INC.
December 11, 1997 - November 13, 2002
SPELMAN & CO., INC.
May 2, 1995 - February 9, 1998
SPELMAN & CO., INC.
May 10, 1994 - May 2, 1995
TITAN/VALUE EQUITIES GROUP, INC.
July 2, 1993 - May 10, 1994
TRADEWINDS SECURITIES CORPORATION
August 3, 1992 - November 28, 1992
LPL FINANCIAL LLC
May 31, 1989 - August 15, 1990
FIRST AFFILIATED SECURITIES
May 25, 1989 - August 25, 1989
PFG SECURITIES, INC.
June 6, 1985 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2019)
(2/5/2014)
(11/30/2017)
(2/6/2014)
(2/24/2014)
(2/24/2014)
(2/6/2014)
(3/21/2019)
(1/12/2018)
(5/12/2014)
(4/11/2024)
(5/27/2016)
(2/6/2014)
(12/22/2020)
(8/22/2017)
(11/30/2017)
(2/27/2014)
(11/15/2018)
(1/29/2018)
(2/3/2015)
(10/3/2018)
(2/25/2014)
(2/5/2015)
(1/28/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/20/1988
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
