Rose I. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rose Ilene Greene, who also goes by Rose Irene Greene, was a registered financial professional .
Rose is a previously registered financial professional and started their career in finance in 1984. Rose had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2018 - September 9, 2019
PERENNIAL FINANCIAL SERVICES
December 31, 1997 - January 11, 2019
LPL FINANCIAL LLC
August 18, 1986 - August 2, 2019
LPL FINANCIAL LLC
June 12, 1985 - August 20, 1986
CHRISTOPHER WEIL & COMPANY, INC
June 21, 1984 - June 17, 1985
SILVERSTEIN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PERENNIAL FINANCIAL SERVICES
CRD#: 286477 / SEC#: 801-110619
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERENNIAL FINANCIAL SERVICES
CRD#: 286477 / SEC#: 801-110619
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
