Charles F. Mcbride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Frances Mcbride, who also goes by Charles Francis Mcbride, Charlie Mcbride, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2025 - February 9, 2026
R.J. O'BRIEN SECURITIES, LLC
January 30, 2019 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
January 18, 2018 - February 9, 2026
STONEX FINANCIAL INC.
August 17, 1993 - December 22, 2017
JONESTRADING
February 22, 1986 - July 12, 1993
EXECUTION SERVICES INCORPORATED
April 18, 1984 - February 24, 1986
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
R.J. O'BRIEN SECURITIES, LLC
CRD#: 143624 / SEC#: , 8-67587
Contact information
FINRA licenses (30 States and Territories)
Red Flags
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