AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CM

Charles F. Mcbride

STONEX FINANCIAL
Winter Park, FL 32789
Some features on this profile are disabled
CRD#: 1260641
CM

Professional summary

Charles Frances Mcbride, who also goes by Charles Francis Mcbride, Charlie Mcbride, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida and R.J. O'BRIEN SECURITIES, LLC located in Winter Park, Florida.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles Francis Mcbride | Charlie Mcbride

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Frances Mcbride's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2018 - Present

STONEX FINANCIAL INC.

Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789
BD
CRD#: 45993
Winter Park, FL
Current

September 23, 2025 - Present

R.J. O'BRIEN SECURITIES, LLC

Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789
BD
CRD#: 143624
WINTER PARK, FL
Past

January 30, 2019 - May 1, 2019

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
WINTER PARK, FL
Past

August 17, 1993 - December 22, 2017

JONESTRADING

BD
CRD#: 6888
Lake Mary, FL
Past

February 22, 1986 - July 12, 1993

EXECUTION SERVICES INCORPORATED

BD
CRD#: 7570
NEW YORK, NY
Past

April 18, 1984 - February 24, 1986

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/18/2018)
RR
New York
(3/26/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 12/12/1989
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/25/2019
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/19/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RO
R.J. O'BRIEN SECURITIES, LLC
R.J. O'BRIEN SECURITIES, INC. | R.J. O'BRIEN SECURITIES, LLC

CRD#: 143624 / SEC#: , 8-67587

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
222 South Riverside Plaza, Suite 1200, Chicago, IL 60606
Mailing Address
222 South Riverside Plaza Suite 1200, Chicago, IL 60606
Phone number
(312) 373-5000
Established
Delaware since 06/28/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JVMC HOLDINGS CORPSHAREHOLDER
CHO, DAIHEEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER7424437
GABRIELE, JAMES ANDREWLLC BOARD OF MANAGERS2694460
RUCCI, HEATHERLLC BOARD OF MANAGERS5474878
SZEKELY, GIGICHIEF COMPLIANCE OFFICER2530826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.J. O'BRIEN SECURITIES, LLC

CRD#: 143624Winter Park, FL 32789

TRUST BUT VERIFY

Monitor Charles Mcbride

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Ryan K Taleghani
Ryan TaleghaniAdvisorCheck Check Mark
PENINSULA EQUITY CAPITAL
IAR
San Carlos, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
Subhrajit Goon
Subhrajit GoonAdvisorCheck Check Mark
AIMCDONNAUGH & CO. INC.
IAR
RR
Berkeley heights, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics