Fe L. Ong

FORTUNE FINANCIAL SERVICES

New York City, NY 10009

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CRD#: 1260554

Professional summary

Fe Lim Ong MS., who also goes by Fe Ong Chung, Fe Lim Ong, Fe Ongchung, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in New York City, New York.

Fe is registered as a RR (Registered Representative) and started their career in finance in 1984. Fe has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Fe Ong Chung | Fe Lim Ong | Fe Ongchung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fe Lim Ong MS.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2008 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 270 1st Avenue Apt #10 B, New York City, NY 10009

CRD#: 42150

New York City, NY

Past

January 3, 2007 - December 3, 2007

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

CRD#: 121699

NEW YORK CITY, NY

Past

August 27, 2004 - November 7, 2006

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 16, 2004 - July 14, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

April 7, 1999 - December 31, 2003

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

October 31, 1986 - April 1, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

July 3, 1984 - January 29, 1986

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/18/2020)

Illinois
(9/11/2024)

New Jersey
(1/18/2008)

New York
(1/4/2008)

Texas
(1/18/2011)

Exams

State Security Law Exam

Series 63

Date: 9/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/2/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fe L. Ong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fe Lim Ong MS.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

QUEST CAPITAL STRATEGIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PMG SECURITIES CORPORATION

GUARDIAN INVESTOR SERVICES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/1985

SIE

Date: 10/1/2018

Series 6

Date: 7/2/1984

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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