Rodney A. Little

CETERA INVESTMENT ADVISERS LLC

MADISON, MS 39110

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CRD#: 1260096

Professional summary

Rodney Alford Little JR, who also goes by Rod Little Jr, Rod Little, Rodney A Little Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Madison, Mississippi and CETERA INVESTMENT SERVICES LLC located in Ridgeland, Mississippi.

Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Rodney has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rod Little Jr | Rod Little | Rodney A Little Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SERVING AS ELDER FOR MADISON HEIGHTS PRESBYTERIAN CHURCH-SERVE IN CPACITY OF SPIRITUAL OVERSIGHT TO THE CONGREGATION, 3 HOURS PER WEEK, NO COMPNESATION , NO SECURITIES CLIENTS. 2. J OLIVE, RETAIL SALES OF OLIVE OIL, 1/SATURDAY/MO;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Alford Little JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1050 Highway 51, Madison, MS 39110

RIA

CRD#: 105644

MADISON, MS

Current

April 1, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1020 Highland Colony Pkwy, Ridgeland, MS 39157Office #2: 1050 Highway 51, Madison, MS 39110

CRD#: 15340

Ridgeland, MS

Past

April 1, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

JACKSON, MS

Past

January 2, 2009 - March 27, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HATTIESBURG, MS

Past

April 9, 2003 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HATTIESBURG, MS

Past

January 4, 1999 - March 27, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HATTIESBURG, MS

Past

May 26, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

January 6, 1994 - June 9, 1998

DEPOSIT GUARANTY INVESTMENTS, INC.

CRD#: 27560

Past

February 18, 1992 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

February 18, 1992 - January 20, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 24, 1985 - June 30, 1986

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/22/2014)

Arizona
(11/12/2021)

Arkansas
(3/29/2017)

California
(9/19/2018)

Georgia
(7/29/2025)

Louisiana
(5/2/2013)

Mississippi
(4/1/2013)

IAR

Mississippi
(1/21/2014)

Missouri
(1/4/2021)

Tennessee
(8/7/2015)

Texas
(11/18/2013)

IAR

Texas
(1/12/2023)

Virginia
(10/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/13/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/8/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ridgeland, MS

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Advisor Monitoring

Firm Stability Insights

Rodney A. Little

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Alford Little JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

DEPOSIT GUARANTY INVESTMENTS, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/1996

Series 63

Date: 4/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1994

Series 6

Date: 2/13/1992

Series 51

Date: 4/8/2003

Series 24

Date: 5/7/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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