John S. Jaeger
Professional summary
John Scott Jaeger, who also goes by John Scott Jeager, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in West Des Moines, Iowa.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Scott Jaeger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1225 Jordan Creek Pkwy. Ste. 104, West Des Moines, IA 50266November 2, 2018 - June 15, 2022
OSAIC WEALTH, INC.
February 22, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 19, 1999 - February 24, 2017
AMERITAS INVESTMENT COMPANY, LLC
October 15, 1998 - March 24, 1999
RIVERSTONE WEALTH MANAGEMENT, INC.
August 4, 1997 - October 21, 1998
BIRCHTREE FINANCIAL SERVICES LLC
November 7, 1995 - July 31, 1997
BROKER DEALER FINANCIAL SERVICES CORP.
July 13, 1994 - November 13, 1995
HAWKEYE INVESTOR CENTER, INC.
January 27, 1992 - August 22, 1994
BROKER DEALER FINANCIAL SERVICES CORP.
March 2, 1989 - February 5, 1992
DICKINSON & CO.
October 21, 1985 - March 14, 1989
IMG FINANCIAL SERVICES, INC.
June 1, 1984 - March 11, 1985
CHARTER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2022)
(6/13/2022)
(6/13/2022)
(6/13/2022)
(6/27/2022)
(6/13/2022)
(6/13/2022)
(6/13/2022)
(6/22/2022)
(6/13/2022)
(6/13/2022)
(8/25/2022)
(6/13/2022)
(6/13/2022)
(6/13/2022)
(6/13/2022)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543West Des Moines, IA 50266TRUST BUT VERIFY
Monitor John Jaeger
Get automatic monthly alerts on:
