Patrick C. Boyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Charles Boyle JR, who also goes by Patrick Charles Boyle, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1984. Patrick had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2011 - September 2, 2015
COWEN PRIME SERVICES LLC
December 9, 2010 - January 5, 2011
SRT SECURITIES LLC
August 28, 2006 - August 16, 2011
ALARIS TRADING PARTNERS, LLC
September 17, 1992 - December 7, 2000
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 10, 1990 - September 11, 1992
SANWA SECURITIES (USA) CO., L.P.
June 9, 1989 - April 24, 1990
SBC WARBURG, INC.
July 25, 1987 - May 9, 1989
LLOYDS GOVERNMENT SECURITIES CORPORATION
April 18, 1984 - August 14, 1984
KENNEY & BRANISEL MUNICIPALS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COWEN PRIME SERVICES LLC
CRD#: 153397 / SEC#: , 8-68531
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
