John C. Hayward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Hayward was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - September 23, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 8, 1994 - September 23, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 30, 1989 - July 11, 1994
OSAIC FA, INC.
July 7, 1987 - February 15, 1989
NEW ENGLAND SECURITIES
May 22, 1987 - December 19, 1989
HORNOR, TOWNSEND & KENT, LLC
August 27, 1986 - May 16, 1989
PRUCO SECURITIES, LLC.
May 23, 1986 - July 11, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 22, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
May 16, 1986 - March 28, 1989
WFG SECURITIES CORPORATION
May 2, 1985 - December 19, 1989
HORNOR, TOWNSEND & KENT, LLC
April 19, 1984 - February 25, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/14/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
