Pamela M. Jaderlund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Margaret Jaderlund, who also goes by Pamela Margaret Doerpeck, Pamela Margaret Fisher, Pamela Margaret Miller, Pamel Margaret Overdeck, Pamela Margaret Overpeck, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1985. Pamela had worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2014 - April 22, 2024
R.W. SMITH & ASSOCIATES, LLC
May 12, 1993 - April 10, 2015
ASSOCIATED BOND BROKERS, INC.
January 7, 1992 - May 25, 1993
ACS MUNICIPAL BROKERS, INC.
June 29, 1990 - October 18, 1991
R.W. SMITH & ASSOCIATES, LLC
May 24, 1990 - June 22, 1990
ROWE & COMPANY, INC.
December 15, 1989 - April 12, 1990
SALYN SECURITIES, INCORPORATED
November 8, 1988 - November 6, 1989
R.W. SMITH & ASSOCIATES, LLC
November 20, 1985 - November 5, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
R.W. SMITH & ASSOCIATES, LLC
CRD#: 16605 / SEC#: , 8-34240
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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