Chris Pazarentzos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Pazarentzos was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1984. Chris had worked at 16 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - March 19, 2012
QUEST CAPITAL STRATEGIES, INC.
November 6, 2009 - December 31, 2010
PFS INVESTMENTS INC.
January 10, 2006 - November 2, 2007
INVESTORS CAPITAL CORP.
January 10, 2006 - November 2, 2007
INVESTORS CAPITAL CORP.
February 1, 2005 - November 15, 2005
WALL STREET FINANCIAL GROUP, INC.
February 1, 2005 - November 15, 2005
WALL STREET FINANCIAL GROUP, INC.
October 29, 2004 - December 7, 2004
BANCWEST INVESTMENT SERVICES, INC.
October 26, 2004 - December 7, 2004
BANCWEST INVESTMENT SERVICES, INC.
March 11, 2004 - October 8, 2004
DFC INVESTOR SERVICES
May 1, 2002 - October 8, 2004
DFC INVESTOR SERVICES
September 6, 2001 - May 1, 2002
FISERV INVESTOR SERVICES, INC.
January 6, 2000 - March 26, 2001
PFS INVESTMENTS INC.
December 22, 1995 - January 7, 1998
NATIONAL PLANNING CORPORATION
November 14, 1994 - May 8, 1995
NORCROSS & COMPANY
June 5, 1992 - September 8, 1992
CHARLES SCHWAB & CO., INC.
October 23, 1991 - May 27, 1992
TITAN/VALUE EQUITIES GROUP, INC.
March 17, 1990 - August 24, 1990
OSAIC WEALTH, INC.
April 30, 1987 - July 1, 1988
PROVIDENT FINANCIAL SERVICES, INC.
February 28, 1987 - April 2, 1987
ADVANTAGE CAPITAL CORPORATION
January 8, 1986 - July 14, 1986
NORCAP SECURITIES, INC.
May 25, 1984 - January 15, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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