Richard John Augustus
Professional Summary
Richard John Augustus is a registered financial advisor currently at AURUS ADVISORS, INC. located in Ponte Vedra Beach, Florida. Richard is registered as a RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
AURUS ADVISORS, INC.
Contact Information
Main Address
N. 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082Mailing Address
156 Retreat Place, Ponte Vedra Beach, FL 32082Phone Number
(904) 473-4940Established
California since 11/03/2001Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUGUSTUS, RICHARD JOHN | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | — |
| RUSSO, JOSEPH DANIEL | VICE PRESIDENT | — |
| COLLINS, ELIZABETH SARAH | FINOP | 4714831 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/9/2004)
(1/4/2016)
(2/7/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard John Augustus's CRS (Customer Relationship Summary).
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