KS
Kevin S. Schneider
PARK AVENUE SECURITIES LLC
Needham, MA 02494
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CRD#: 1257645
KS
Professional summary
Kevin S Schneider, who also goes by Kevin Scot Schneider, Kevin Scott Schneider, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Needham, Massachusetts.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Scot Schneider | Kevin Scott Schneider
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY-own two vacation rental properties that are managed by a third party management firm and two other managed by me, Start: 11/01/2004, Address: 100 Handle Road West Dover VT, 89 Grand Summit Way, West Dover VT, 45 Pine Cone Drive, West Yarmouth MA, 6 Arrowhead Rd Leominster MA, 1 total hour per month; 1 during securities trading hours, Investment related, No annual compensation, 2. Bulfinch Group Charitable Foundation-Set Foundation policy and evaluate requests for donations Start: 03/31/2014 Address: 160 Gould Street Needham MA 02494 1 bus hour per month Not investment related 3. Infinity Performance, Inc.-No activities within the entity. This entity exist to own my interest in the General Agency Start: 04/10/2012 Address: 512 Hosmer Street Marlborough, MA 01752 1 bus hr per month Investment related 4. Doc Wayne Youth Services, Inc.-Proposed at the Chair of the Finance and Business Development Committee. Start: 02/25/2020 Address: 25 Kingston Street, Boston, MA 02111 2-4 total hours per month, 1.5 during securities trading hours Not investment related No annual compensation
CRS (Client Relationship Summary) - RIA
Click below to view Kevin S Schneider's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin S Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2001 - Present
PARK AVENUE SECURITIES LLC
Office #1: 160 Gould Street Suite 310, Needham, MA 02494RIA
BD
CRD#: 46173
Needham, MA
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 160 Gould Street Suite 310, Needham, MA 02494RIA
BD
CRD#: 46173
Needham, MA
Past
July 18, 1994 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
June 16, 1992 - July 19, 1994
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 1, 1985 - June 16, 1992
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/7/2013)
RR
Arizona(4/10/2012)
IAR
Arizona(5/11/2016)
RR
Arkansas(2/4/2020)
RR
California(10/23/2000)
IAR
California(11/16/2020)
RR
Colorado(4/10/2012)
RR
Connecticut(4/10/2012)
RR
Delaware(9/4/2019)
RR
District of Columbia(4/10/2012)
RR
Florida(5/3/1999)
RR
Georgia(5/11/2012)
RR
Hawaii(3/12/2024)
RR
Idaho(4/10/2012)
RR
Illinois(4/10/2012)
RR
Indiana(4/10/2012)
RR
Iowa(2/5/2018)
RR
Kansas(4/10/2012)
RR
Kentucky(4/10/2012)
RR
Louisiana(9/18/2020)
RR
Maine(4/10/2012)
RR
Maryland(3/9/2006)
RR
Massachusetts(5/3/1999)
IAR
Massachusetts(5/3/2001)
RR
Michigan(4/10/2012)
RR
Minnesota(4/30/2013)
RR
Mississippi(4/10/2012)
RR
Missouri(4/10/2012)
RR
Montana(1/13/2020)
RR
Nebraska(2/28/2020)
RR
Nevada(4/10/2012)
RR
New Hampshire(5/3/1999)
IAR
New Hampshire(9/18/2012)
RR
New Jersey(4/10/2012)
RR
New Mexico(10/9/2019)
RR
New York(10/23/2000)
IAR
New York(4/16/2021)
RR
North Carolina(4/10/2012)
RR
North Dakota(4/10/2012)
RR
Ohio(4/10/2012)
RR
Oklahoma(2/4/2016)
RR
Oregon(5/30/2007)
RR
Pennsylvania(3/11/2011)
IAR
Pennsylvania(4/7/2011)
RR
Rhode Island(5/3/1999)
IAR
Rhode Island(3/26/2013)
RR
South Carolina(4/10/2012)
RR
South Dakota(8/5/2019)
RR
Tennessee(12/1/2020)
RR
Texas(4/10/2012)
RR
Utah(8/4/2014)
RR
Vermont(4/10/2012)
RR
Virginia(4/10/2012)
IAR
Virginia(5/16/2017)
RR
Washington(4/10/2012)
RR
West Virginia(9/21/2020)
RR
Wisconsin(12/23/2013)
RR
Wyoming(2/22/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Needham, MA 02494TRUST BUT VERIFY
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