Thomas J. Jerome
Professional summary
Thomas Joseph Jerome, who also goes by Thomas Jerome, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 9 firms and has passed the Series 63, SIE, Series 6, Series 55, Series 21, Series 25, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Jerome's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2020 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 320 Park Avenue, New York, NY 10022November 5, 2018 - November 10, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
June 9, 2005 - January 17, 2007
TD ARRANGED SERVICES LLC
July 7, 2004 - January 17, 2007
LABRANCHE STRUCTURED PRODUCTS SPECIALISTS LLC
March 16, 2001 - April 14, 2004
LABRANCHE & CO. LLC
February 11, 1991 - May 9, 1996
QUICK & REILLY, INC.
November 17, 1988 - November 15, 1989
SHEFFIELD INVESTMENTS, INC.
September 11, 1986 - October 17, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 1984 - October 12, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/3/2007
Limited Representative-Equity Trader ExamSeries 21
Date: 4/11/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 9/30/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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