AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
FS

Frank W. Schornagle

BILTMORE FAMILY OFFICE
ORLANDO, FL 32801
Some features on this profile are disabled
CRD#: 1257056
FS

Professional summary


Frank William Schornagle III is a registered financial advisor currently at BILTMORE FAMILY OFFICE, LLC located in Orlando, Florida.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Frank has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 15 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Frank William Schornagle III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 20, 2016 - Present

BILTMORE FAMILY OFFICE, LLC

Office #1: 1000 Legion Place, Suite 1250, Orlando, FL 32801
RIA
CRD#: 167174
ORLANDO, FL
Past

February 12, 2004 - May 10, 2016

GFO ADVISORY SERVICES, LLC

RIA
CRD#: 109278
ORLANDO, FL
Past

April 18, 1984 - March 26, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BILTMORE FAMILY OFFICE, LLC
BILTMORE FAMILY OFFICE, LLC

CRD#: 167174 / SEC#: 801-78011

RIA
Registered Investment Advisory firm - (5/1/2013 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/20/2016)
IAR
North Carolina
(5/31/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/30/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 3
Date: 11/27/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 15
Date: 1/11/1985
Foreign Currency Options Examination
General Industry/Product Exam

Current Firm


BF
BILTMORE FAMILY OFFICE, LLC
BILTMORE FAMILY OFFICE, LLC

CRD#: 167174 / SEC#: 801-78011

RIA
Registered Investment Advisory firm - (5/1/2013 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
500 East Boulevard, Charlotte, NC 28203
Mailing Address
Phone number
(704) 248-5230
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BILTMORE FAMILY OFFICE ADV 2A MARCH 2025 (3/28/2025)

Regulatory assets under management


Total Number of Accounts951
AUM (Assets Under Management)$ 3,164,134,924

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
04/29/2025
04/12/2024
01/27/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BILTMORE FAMILY OFFICE, LLC

CRD#: 167174Orlando, FL 32801

TRUST BUT VERIFY

Monitor Frank Schornagle

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


JN
Jeffrey NorrisAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
PR
ST. LOUIS, MO
MH
Mark HappeAdvisorCheck Check Mark
VALIC FINANCIAL ADVISORS, INC.
PR
HOUSTON, TX
KK
Kurt Knotts-simmonsAdvisorCheck Check Mark
PRIMERICA BROKERAGE SERVICES, INC.
PR
DULUTH, GA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics