Charles M. Miller
Professional summary
Charles Martin Miller, who also goes by Charles M Miller, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Martin Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2022 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020March 5, 2014 - December 14, 2022
TIGRESS FINANCIAL PARTNERS, LLC
April 30, 2013 - February 7, 2014
BA SECURITIES, LLC
January 20, 2011 - April 12, 2011
R.W. TOWT & ASSOCIATES
December 14, 2010 - April 12, 2011
R.W. TOWT & ASSOCIATES
April 3, 2006 - December 11, 2008
WILLIAM BLAIR
April 3, 2006 - December 11, 2008
WILLIAM BLAIR
April 28, 2004 - March 14, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
November 30, 2000 - March 14, 2006
CREDIT SUISSE ASSET MANAGEMENT, LLC
June 5, 1984 - May 1, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2022)
Exams
FINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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