Douglas B. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Byron Foster, who also goes by Doug Foster, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1984. Douglas had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2018 - April 6, 2020
ELITE INVESTMENT TEAM LLC
July 17, 2017 - August 29, 2018
LIFEPRO ASSET MANAGEMENT
October 4, 1996 - January 21, 1998
SUNAMERICA SECURITIES, INC.
June 24, 1996 - October 14, 1996
SANTA FE SECURITIES CORP.
January 6, 1992 - October 18, 1995
SECURIAN FINANCIAL SERVICES, INC.
November 13, 1991 - January 27, 1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 4, 1991 - January 27, 1992
ROBERT W. BAIRD & CO. INCORPORATED
September 19, 1989 - October 10, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
June 27, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 27, 1985 - September 26, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 1985 - June 28, 1985
ADVANTAGE CAPITAL CORPORATION
July 30, 1984 - February 27, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELITE INVESTMENT TEAM LLC
CRD#: 296922 / SEC#: 801-113531
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
