SZ
Steven A. Zborowski
CETERA INVESTMENT ADVISERS LLC
Boca Raton, FL 33433
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CRD#: 1256296
SZ
Professional summary
Steven Andrew Zborowski is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boca Raton, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 3300 PGA Blvd, Palm Beach Gardens FL 33410, United States DESCRIPTION: Firm level fixed insurance 2) UNITED AMERICAM INS: CO. POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2022 ADDRESS: 7284 W Palmetto Park Rd., suite 106, Boca Raton FL 33433, United States DESCRIPTION: Offering medicare supplemental insurance 3) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Steven Andrew Zborowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7284 W Palmetto Park Rd Ste 106, Boca Raton, FL 33433RIA
CRD#: 105644
Boca Raton, FL
Current
June 12, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7284 W Palmetto Park Rd Ste 106, Boca Raton, FL 33433BD
CRD#: 13572
Boca Raton, FL
Past
January 14, 2014 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
BOCA RATON, FL
Past
January 9, 2014 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
BOCA RATON, FL
Past
May 30, 2012 - January 2, 2014
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
PALM BEACH GARDENS, FL
Past
May 14, 2012 - January 2, 2014
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
January 5, 2006 - April 16, 2012
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
W. PALM BEACH, FL
Past
December 6, 2005 - January 4, 2006
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
W. PALM BEACH, FL
Past
November 14, 2005 - November 30, 2005
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
W. PALM BEACH, FL
Past
November 10, 2005 - November 10, 2005
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
W. PALM BEACH, FL
Past
November 10, 2005 - April 16, 2012
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
W. PALM BEACH, FL
Past
June 29, 2005 - September 30, 2005
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CINCINNATI, OH
Past
December 14, 2000 - June 16, 2005
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
FORT WAYNE, IN
Past
June 26, 1984 - June 16, 2005
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/24/2024)
RR
Colorado(8/13/2024)
RR
Florida(6/12/2023)
IAR
Florida(6/21/2023)
RR
Georgia(8/10/2023)
RR
Indiana(8/10/2023)
RR
Kansas(1/7/2025)
RR
Maine(8/10/2023)
IAR
Nebraska(6/12/2025)
RR
New Jersey(8/10/2023)
RR
New York(8/10/2023)
RR
North Carolina(1/2/2024)
RR
Ohio(10/25/2023)
RR
Pennsylvania(8/10/2023)
RR
Puerto Rico(2/18/2025)
RR
South Carolina(1/19/2024)
RR
Virginia(9/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Boca Raton, FL 33433TRUST BUT VERIFY
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Contact information
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