Mari H. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mari Hagerty Weber was a registered financial professional .
Mari is a previously registered financial professional and started their career in finance in 1999. Mari had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - July 31, 2020
GROVE POINT INVESTMENTS, LLC
October 8, 1999 - October 31, 2012
GROVE POINT INVESTMENTS, LLC
June 17, 1999 - October 7, 1999
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/13/2022
General Securities Representative ExaminationSeries 11
Date: 6/15/1999
Assistant Representative-Order Processing Qualification ExamCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
