Judith M. Kula
Professional summary
Judith Marie Kula, who also goes by Judith M Kula, Judith Kula Murphy, Judith M Murphy, Judy Murphy, is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois and WOLVERINE TRADING, LLC located in Chicago, Illinois.
Judith is registered as a RR (Registered Representative) and started their career in finance in 1989. Judith has worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Judith Marie Kula's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2002 - Present
WOLVERINE EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604December 19, 2002 - Present
WOLVERINE TRADING, LLC
Office #1: 175 W Jackson Suite 200, Chicago, IL 60604March 16, 2015 - June 22, 2021
WOLVERINE SECURITIES, LLC
April 1, 2002 - December 2, 2019
WOLVERINE CAPITAL MARKETS LLC
August 17, 1998 - October 3, 2000
MF GLOBAL INC.
January 3, 1995 - December 11, 1996
SBC WARBURG, INC.
September 27, 1994 - January 3, 1995
O'CONNOR & ASSOCIATES
February 13, 1989 - June 8, 1992
O'CONNOR INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WOLVERINE TRADING, LLC
CRD#: 36848 / SEC#: , 8-47484
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE HOLDINGS, L.P. | MANAGING MEMBER | |
| BELLICK, ROBERT ROSS | MANAGING DIRECTOR | 1715715 |
| CAVICKE, DAVID | CHIEF LEGAL OFFICER | 6027073 |
| GUST, CHRISTOPHER LAZARUS | MANAGING DIRECTOR | 2311366 |
| HENSCHEL, ERIC JONATHAN | MANAGING DIRECTOR | 3237017 |
| KULA, JUDITH MARIE | SERIES 27 FINANCIAL & OPERATIONS PRINCIPAL | |
| MCMAHON, CASEY JAMES | CHIEF COMPLIANCE OFFICER | 6117524 |
Disclosures
| Regulatory Event | 63 |
Red Flags
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