Daryl S. Hersch
Professional summary
Daryl Scott Hersch, who also goes by Daryl S Hersch, Daryl S Herscit, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Mendham, New Jersey.
Daryl is registered as a RR (Registered Representative) and started their career in finance in 1988. Daryl has worked at 4 firms and has passed the Series 63, Series 6TO, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daryl Scott Hersch's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 1996 - Present
CELADON FINANCIAL GROUP LLC
Office #2: 89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960February 9, 1993 - May 18, 1993
JACKSON PARTNERS & ASSOCIATES, INC.
June 21, 1991 - April 30, 1996
FAB SECURITIES OF AMERICA, INC.
May 23, 1988 - June 17, 1991
WELLMONT SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/1997)
(1/24/1997)
(1/31/1997)
(4/24/1996)
(1/24/1997)
(1/27/1997)
(10/30/2023)
(2/4/1997)
(10/2/1996)
(10/20/2022)
(11/30/2015)
(5/16/1996)
(4/19/1996)
(2/11/1997)
(10/20/2022)
(3/16/2016)
(7/18/2022)
(2/3/2021)
(12/6/1996)
(7/6/2015)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/13/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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