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JB

John M. Byrne

ADMIRAL SECURITIES LLC
Winchester, VA
Some features on this profile are disabled
CRD#: 1255284
JB

Professional summary


John Michael Byrne JR, who also goes by John Michael Bryne Jr, John Michael Jr Byrne, is a registered financial professional currently at ADMIRAL SECURITIES LLC located in Winchester, Virginia and PLANNER SECURITIES LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 13 firms and has passed the Series 63, Series 52TO, SIE, Series 87, Series 3, Series 6, Series 4, Series 53, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Michael Bryne Jr | John Michael Jr Byrne

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Michael Byrne JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 21, 2024 - Present

ADMIRAL SECURITIES LLC

BD
CRD#: 324098
Winchester, VA
Current

November 6, 2024 - Present

PLANNER SECURITIES LLC

Office #1: 641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022Office #2: 641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022
BD
CRD#: 36866
NEW YORK, NY
Current

April 10, 2025 - Present

AMVEST CAPITAL SECURITIES LLC

Office #1: 570 Lexington Avenue 37th Floor, New York, NY 10022
BD
CRD#: 329978
NEW YORK, NY
Past

October 14, 2020 - December 9, 2021

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

October 18, 2000 - November 12, 2019

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

September 10, 1999 - January 10, 2000

INTERCAPITAL SECURITIES, INC.

BD
CRD#: 31202
NEW YORK, NY
Past

July 22, 1999 - December 15, 1999

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

January 25, 1989 - November 3, 1999

INTERCAPITAL ASIA INC.

BD
CRD#: 22110
NEW YORK, NY
Past

January 4, 1989 - January 5, 2000

INTERCAPITAL INTERNATIONAL INC.

BD
CRD#: 22109
NEW YORK, NY
Past

February 5, 1988 - July 13, 1998

EXCO RMJ INTERNATIONAL INC.

BD
CRD#: 21287
Past

July 25, 1987 - January 5, 2000

INTERCAPITAL GOVERNMENT SECURITIES INC.

BD
CRD#: 19710
NEW YORK, NY
Past

September 10, 1986 - May 27, 1987

SANWA UNIVERSAL SECURITIES CO., LLC

BD
CRD#: 8427
Past

July 9, 1984 - November 8, 1984

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/6/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/1989
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AC
AMVEST CAPITAL SECURITIES LLC
AMVEST CAPITAL SECURITIES LLC

CRD#: 329978 / SEC#: , 8-71218

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
570 Lexington Avenue 37th Floor, New York, NY 10022
Mailing Address
570 Lexington Avenue 37th Floor, New York, NY 10022
Phone number
+1 (212) 970-1963
Established
Delaware since 01/12/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
AMVEST CAPITAL SECURITIES HOLDINGS INC.DIRECT OWNER
ALONSO MENDOZA, GABRIEL EMILIOCHIEF EXECUTIVE OFFICER, GSP5771610
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
OKEEFE, TRACIE ERINFINANCIAL AND OPERATIONS PRINCIPAL5924814
WIGAND, JENNIFERCHIEF OPERATING OFFICER, GSP5900477

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMVEST CAPITAL SECURITIES LLC

CRD#: 329978Winchester, VA

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