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JB

John Michael Byrne Jr

ADMIRAL SECURITIES
Winchester, VA
·CRD# 1255284·42 years experience

Professional Summary

John Michael Byrne JR, who also goes by John Michael Bryne Jr, John Michael Jr Byrne, is a registered financial advisor currently at ADMIRAL SECURITIES LLC located in Winchester, Virginia and PLANNER SECURITIES LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 14 firms and has passed the Series 63, Series 52TO, SIE, Series 87, Series 3,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Michael Bryne Jr, John Michael Jr Byrne

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ADMIRAL SECURITIES LLC·CRD# 324098
BD
Winchester, VA
October 21, 2024 - Present
PLANNER SECURITIES LLC·CRD# 36866
BD
1. 641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 100222. 641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022
November 6, 2024 - Present
AMVEST CAPITAL SECURITIES LLC·CRD# 329978
BD
570 Lexington Avenue 37th Floor, New York, NY 10022
April 10, 2025 - Present
CAPTIVEX SECURITIES LLC·CRD# 332134
BD
1. 2431 Aloma Avenue Suite 144, Winter Park, FL 327922. 2431 Aloma Avenue Suite 144, Winter Park, FL 32792
February 26, 2026 - Present
LIQUIDNET, INC.·CRD# 103987
BD
New York, NY
October 14, 2020 - December 9, 2021
BLOOMBERG TRADEBOOK LLC·CRD# 40881
BD
New York, NY
October 18, 2000 - November 12, 2019
INTERCAPITAL SECURITIES, INC.·CRD# 31202
BD
New York, NY
September 10, 1999 - January 10, 2000
LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
July 22, 1999 - December 15, 1999
INTERCAPITAL ASIA INC.·CRD# 22110
BD
New York, NY
January 25, 1989 - November 3, 1999
INTERCAPITAL INTERNATIONAL INC.·CRD# 22109
BD
New York, NY
January 4, 1989 - January 5, 2000
EXCO RMJ INTERNATIONAL INC.·CRD# 21287
BD
February 5, 1988 - July 13, 1998
INTERCAPITAL GOVERNMENT SECURITIES INC.·CRD# 19710
BD
New York, NY
July 25, 1987 - January 5, 2000
SANWA UNIVERSAL SECURITIES CO., LLC·CRD# 8427
BD
September 10, 1986 - May 27, 1987
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
July 9, 1984 - November 8, 1984

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Current Firm

CS
CAPTIVEX SECURITIES LLC

CAPTIVEX SECURITIES LLC

CRD#: 332134 / SEC#: 8-71257
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2431 Aloma Avenue Suite 144, Winter Park, FL 32792

Mailing Address

2431 Aloma Avenue Suite 144, Winter Park, FL 32792

Phone Number

(203) 302-9000

Established

Delaware since 05/24/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAPTIVEX SECURITIES HOLDINGS LLCOWNER—
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
HEALY, DANIEL CHARLESCEO2364020
ONESTO, RICHARD ERNESTFINOP2453096

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2010About the Series 87 exam

Series 3 — National Commodity Futures Examination

Passed Jul 2002About the Series 3 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1984About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2002About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2000About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1989About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1987About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Michael Byrne JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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