John E. Mcginnis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Mcginnis was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 2 firms and has passed the SIE exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2011 - December 2, 2019
TRINITY EXECUTIONS, LLC
January 5, 2011 - September 27, 2012
MNR EXECUTIONS, LLC
State Registrations and Notice Filings
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Current Firm
TRINITY EXECUTIONS, LLC
CRD#: 159105 / SEC#: , 8-68963
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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