David L. Koehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Leo Koehler MR., who also goes by David Leo Koehler, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2003. David had worked at 2 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2003 - April 17, 2014
MEB OPTIONS, LLC
August 4, 2003 - December 4, 2003
ALARON FINANCIAL SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
MEB OPTIONS, LLC
CRD#: 113332 / SEC#: , 8-53315
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
