RL
Robert J. Lane
CETERA INVESTMENT ADVISERS LLC
PUEBLO, CO 81003
Some features on this profile are disabled
CRD#: 1254768
RL
Professional summary
Robert Jude Lane is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pueblo, Colorado and CETERA ADVISORS LLC located in Centennial, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.DBA: LANE STRATEGIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, START APRIL 2007, 35 HOURS PER WEEK - DURING TRADING HOURS, OWNER - FINANCIAL ADVISOR.
2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 05/2015;
APX NUMBER OF HOURS PER WEEK: 8;
APX NUMBER OF HOURS DURING TRADING HOURS: 8;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE;
3.ELLEDGE MUSIC INC., NOT INVESTMENT RELATED 1801 NORTHERN, PUEBLO, CO 81004, MUSICAL INSTRUMENTS SALES, START 1998, NO TIME DEVOTED TO THIS ACTIVITY, PASSIVE CO-OWNER.
4. NAME OF OTHER BUSINESS: CANDIDATE FOR COLORADO SENATE 31ST SEAT,
INVESTMENT RELATED: NO,
ADDRESS: SAME AS RESIDENTIAL LOCATION,
NATURE OF BUSINESS: ELECTION CAMPAIGN,
START DATE: 3/2016,
APX NUMBER OF HOURS PER WEEK: VARIES,
APX NUMBER OF TRADING HOURS PER WEEK: VARIES,
POSITION/TITLE/RELATIONSHIP: STATE SENATE CANDIDATE,
BRIEF DESCRIPTION OF DUTIES: IF ELECTED PART TIME LEGISLATION;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Jude Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 503 North Main Street Suite 546, Pueblo, CO 81003RIA
CRD#: 105644
PUEBLO, CO
Current
March 18, 2015 - Present
CETERA ADVISORS LLC
Office #1: 6855 S. Havana Ste 270, Centennial, CO 80112BD
CRD#: 10299
Centennial, CO
Past
March 25, 2015 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PUEBLO, CO
Past
September 16, 2013 - March 18, 2015
SPC
RIA
CRD#: 110692
CENTENNIAL, CO
Past
April 13, 2007 - March 18, 2015
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
CENTENNIAL, CO
Past
November 25, 2002 - April 19, 2007
FORTA FINANCIAL GROUP, INC.
BD
CRD#: 28784
GREENWOOD VILLAGE, CO
Past
October 8, 2001 - December 9, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 7, 1998 - September 27, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 14, 1990 - April 7, 1997
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 6, 1986 - December 20, 1989
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
April 5, 1984 - December 20, 1989
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/7/2025)
RR
Colorado(3/19/2015)
IAR
Colorado(3/21/2024)
RR
Georgia(6/3/2024)
RR
Virginia(9/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
