Donald G. Beier
Professional summary
Donald Gerard Beier is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1984. Donald has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Gerard Beier's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2010 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005Office #2: 82 East Allendale Road Suite 2a, Saddle River, NJ 07458September 20, 2013 - March 23, 2015
MURIEL SIEBERT & CO., LLC
March 24, 2003 - October 19, 2010
LOOP CAPITAL MARKETS LLC
October 14, 1999 - March 20, 2003
MORGAN STANLEY & CO. LLC
December 3, 1990 - September 27, 1999
WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC.
August 23, 1989 - October 18, 1990
E.A. MOOS & CO. L.P.
December 7, 1988 - August 26, 1989
HALPERT AND COMPANY, INC.
June 10, 1987 - November 15, 1988
G.I.M.B. MUNICIPAL SECURITIES BROKER
November 7, 1986 - June 2, 1987
KIDDER, PEABODY & CO. INCORPORATED
April 18, 1984 - October 30, 1986
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2010)
(10/19/2010)
(10/19/2010)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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