Jesse A. Berencsi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Arthur Berencsi, who also goes by Jesse Berencsi, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1984. Jesse had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2009 - August 28, 2015
FINTEGRA, LLC
March 3, 2009 - August 28, 2015
FINTEGRA, LLC
June 28, 2006 - March 4, 2009
SANDERS MORRIS LLC
April 10, 2006 - December 31, 2006
SMH CAPITAL ADVISORS LLC
April 7, 2006 - March 4, 2009
SANDERS MORRIS LLC
May 2, 2002 - March 24, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2002 - March 24, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 1996 - April 15, 2002
KEYBANC CAPITAL MARKETS INC.
April 18, 1984 - August 23, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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