Hugh Regan
Professional summary
Hugh Regan is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in New York, New York.
Hugh is registered as a RR (Registered Representative) and started their career in finance in 1984. Hugh has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugh Regan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2004 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 521 5th Avenue 12th Floor, New York, NY 10175May 14, 1993 - December 14, 2001
AUERBACH, POLLAK & RICHARDSON INC.
June 3, 1988 - July 31, 1992
LAIDLAW GLOBAL SECURITIES, INC.
May 19, 1986 - June 20, 1988
KUHNS BROTHERS & LAIDLAW, INC.
April 10, 1986 - May 2, 1986
D. H. BLAIR & CO., INC.
October 29, 1984 - April 14, 1986
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2006)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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