Matthew N. Pavich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Naniola Pavich, who also goes by Matthew Namiola Pavich, was a registered financial advisor .
Matthew is a previously registered financial advisor and started their career in finance in 1984. Matthew had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2018 - December 31, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
December 23, 2013 - May 29, 2018
ACCELERATED CAPITAL GROUP
January 5, 2004 - December 4, 2013
FORTA FINANCIAL GROUP, INC.
January 5, 2004 - December 4, 2013
FORTA FINANCIAL GROUP, INC.
April 24, 1995 - February 3, 2004
WEDBUSH SECURITIES INC.
August 6, 1992 - March 10, 1995
UBS FINANCIAL SERVICES INC.
November 26, 1990 - July 20, 1992
LEHMAN BROTHERS INC.
August 25, 1986 - December 24, 1990
PRUDENTIAL EQUITY GROUP, LLC
April 9, 1984 - September 24, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
