Cynthia M. Giglio

IHS HEROLD

Norwalk, CT 06854

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CRD#: 1252707

Professional summary

Cynthia Mary Giglio, who also goes by Cindy Giglio, is a registered financial advisor currently at IHS HEROLD INC. located in Norwalk, Connecticut.

Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Cynthia has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cindy Giglio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Mary Giglio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2016 - Present

IHS HEROLD INC.

Office #1: 200 Connecticut Ave. 3rd Floor, Norwalk, CT 06854

RIA

CRD#: 127160

Norwalk, CT

Past

May 15, 2012 - December 31, 2015

IHS HEROLD INC.

RIA

CRD#: 127160

NORWALK, CT

Past

December 18, 1984 - May 13, 1985

MIDKIFF & STONE CAPITAL GROUP, INC.

CRD#: 10231

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

IHS HEROLD INC.

IHS HEROLD INC. | JOHN S. HEROLD INC.

CRD#: 127160 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/8/2016 Approved)

Louisiana

Registered Investment Advisory firm - (12/31/2015 Failure to Renew)

Massachusetts

Registered Investment Advisory firm - (2/17/2016 Approved)

Texas

Registered Investment Advisory firm - (12/31/2015 Failure to Renew)

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Contact information

Main Address

55 Post Rd. West 2nd Floor, Westport, CT 06880

Mailing Address

Phone number

(203) 847-3344

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Cynthia M. Giglio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Mary Giglio's CRS (Customer Relationship Summary).

Certified licenses

Experience

IHS HEROLD INC.

IHS HEROLD INC.

MIDKIFF & STONE CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 12/15/1984

Current Firm

IHS HEROLD INC.

Contact information

Documents

Red Flags

Company Information

IHS HEROLD INC.

TRUST BUT VERIFY

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