Jeffrey J. Febbo
CETERA INVESTMENT ADVISERS LLC
EASTON, PA 18045
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CRD#: 1252539
Professional summary
Jeffrey Joseph Febbo, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Easton, Pennsylvania and CETERA FINANCIAL SPECIALISTS LLC located in Easton, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DEAL PROPERTIES; INVESTMENT RELATED; PARTNERSHIP WHICH OWNS THE COMMERCIAL BLDG WHICH HOUSE OUR OFFICES.(FINANCIAL PLANNING PRACTICE AND LAW OFFICE); PARTNER; SD:9/85; PARTNERSHIP: GARY G. FEBBO: 2) NAME OF OTHER BUSINESS: FEBBO WEALTH MANAGEMENT, LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 03/2023 ; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL / CFP ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND OTHER FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Joseph Febbo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
October 24, 2005 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4030 William Penn Highway, Easton, PA 18045RIA
CRD#: 105644
EASTON, PA
Current
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 4030 William Penn Highway, Easton, PA 18045BD
CRD#: 10358
Easton, PA
Past
February 15, 2000 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
RIA
CRD#: 111302
POMPTON LAKES, NJ
Past
September 11, 1985 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
July 20, 1984 - September 30, 1985
PILGRIM PLANNING ASSOCIATES, INC.
BD
CRD#: 7955
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/24/2005)
RR
Colorado(1/2/2008)
RR
Connecticut(1/2/2019)
RR
Delaware(3/29/2012)
RR
District of Columbia(1/2/2019)
RR
Florida(10/24/2005)
RR
Georgia(10/24/2005)
RR
Kansas(8/1/2019)
RR
Kentucky(1/2/2021)
RR
Maine(10/24/2005)
RR
Maryland(10/24/2005)
RR
Missouri(7/19/2013)
RR
Nevada(1/3/2023)
RR
New Hampshire(1/3/2024)
RR
New Jersey(10/24/2005)
RR
New York(10/24/2005)
RR
North Carolina(10/24/2005)
RR
Ohio(10/24/2005)
RR
Oregon(1/2/2019)
RR
Pennsylvania(10/24/2005)
IAR
Pennsylvania(10/24/2005)
RR
South Carolina(1/2/2008)
RR
South Dakota(1/4/2010)
RR
Virginia(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Easton, PA 18045TRUST BUT VERIFY
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