Angel L. Ventura
Professional summary
Angel Louis Ventura is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Anaheim, California and NYLIFE SECURITIES LLC located in Anaheim, California.
Angel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Angel has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Angel Louis Ventura's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2009 - Present
EAGLE STRATEGIES LLC
Office #1: 2400 E Katella Avenue Suite 800, Anaheim, CA 92806March 7, 1994 - Present
NYLIFE SECURITIES LLC
Office #1: 2400 E. Katella Ave Suite 800, Anaheim, CA 92806Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2016)
(3/7/1994)
(6/29/2009)
(4/2/2020)
(4/15/2021)
(4/26/2017)
(7/29/2014)
(5/3/2024)
(4/23/2018)
(5/22/2018)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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