AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MN

Mary K. Norris

MKN WEALTH MANAGEMENT LLC
Washington, DC
Some features on this profile are disabled
CRD#: 1251971
MN

Professional summary


Mary Kathleen Norris, who also goes by Mary Kathleen Flanigan, Mary Flanigan, is a registered financial advisor currently at MKN WEALTH MANAGEMENT LLC located in Washington, District Of Columbia.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mary has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mary Kathleen Flanigan | Mary Flanigan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mary Kathleen Norris's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 4, 2012 - Present

MKN WEALTH MANAGEMENT LLC

RIA
CRD#: 161819
Washington, DC
Past

February 3, 2004 - December 1, 2008

MAP SECURITIES, INC.

BD
CRD#: 38069
ROCKVILLE, MD
Past

October 9, 2003 - March 19, 2012

COLUMBIA FINANCIAL ADVISORS LLC

RIA
CRD#: 108926
WASHINGTON, DC
Past

May 19, 2000 - March 12, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 1, 1999 - May 23, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 6, 1997 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

January 27, 1986 - April 17, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 19, 1984 - February 22, 1985

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
District of Columbia
(4/4/2012)
IAR
Texas
(7/31/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/5/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


MW
MKN WEALTH MANAGEMENT LLC
MKN WEALTH MANAGEMENT LLC

CRD#: 161819 / SEC#: 801-74358

RIA
Registered Investment Advisory firm - (5/25/2012 Terminated)
District of Columbia
Registered Investment Advisory firm - (5/25/2012 Approved)
Maryland
Registered Investment Advisory firm - (1/24/2024 Terminated)
Texas
Registered Investment Advisory firm - (7/31/2015 Conditional Restricted)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Washington, DC
Mailing Address
Phone number
(202) 669-1960
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts68
AUM (Assets Under Management)$ 31,750,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MKN WEALTH MANAGEMENT LLC

CRD#: 161819Washington, DC

TRUST BUT VERIFY

Monitor Mary Norris

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics