Jonathan Peskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Peskin was a registered financial advisor .
Jonathan is a previously registered financial advisor and started their career in finance in 1987. Jonathan had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2006 - May 4, 2018
NATIONAL SECURITIES CORPORATION
February 24, 2003 - February 7, 2006
SUMMIT FINANCIAL GROUP INC
February 3, 2003 - February 7, 2006
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - February 21, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 2, 2001 - February 21, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 24, 1997 - January 2, 2001
JWGENESIS SECURITIES, INC.
November 14, 1994 - July 15, 1997
UBS FINANCIAL SERVICES INC.
October 15, 1990 - December 8, 1994
CITIGROUP GLOBAL MARKETS INC.
October 20, 1987 - October 16, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
