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JD

Joseph F. Debellis

RENCAP SECURITIES
NEW YORK, NY 10022
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CRD#: 1251861
JD

Professional summary


Joseph Francis Debellis, who also goes by Joe Debellis, is a registered financial professional currently at RENCAP SECURITIES, INC. located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1984. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 16, Series 55, Series 7, Series 10, Series 9, Series 4, Series 24, Series 14 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joe Debellis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Francis Debellis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 17, 2009 - Present

RENCAP SECURITIES, INC.

Office #1: 750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022Office #2: 750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022
BD
CRD#: 37821
NEW YORK, NY
Past

January 8, 2008 - November 18, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

July 12, 2004 - November 18, 2008

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

October 27, 2000 - July 2, 2004

NASDAQ EXECUTION SERVICES, LLC

BD
CRD#: 7270
PHILADELPHIA, PA
Past

September 18, 1995 - October 23, 2000

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 23, 1992 - August 31, 1995

NEW JAPAN SECURITIES INTERNATIONAL INC.

BD
CRD#: 3557
NEW YORK, NY
Past

August 28, 1984 - January 7, 1985

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(1/3/2023)
RR
California
(1/3/2023)
RR
Colorado
(1/3/2023)
RR
Connecticut
(1/3/2023)
RR
Delaware
(1/3/2023)
RR
District of Columbia
(9/23/2022)
RR
Florida
(1/3/2023)
RR
Georgia
(1/3/2023)
RR
Illinois
(12/8/2022)
RR
Iowa
(1/3/2023)
RR
Massachusetts
(1/3/2023)
RR
Nebraska
(1/3/2023)
RR
New Jersey
(1/3/2023)
RR
New York
(2/17/2009)
RR
Ohio
(1/3/2023)
RR
Oregon
(1/3/2023)
RR
Pennsylvania
(1/3/2023)
RR
Texas
(1/4/2023)
RR
Virginia
(1/3/2023)
RR
Washington
(1/3/2023)
RR
Wisconsin
(1/3/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/13/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 16
Date: 6/28/2011
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 55
Date: 12/11/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 6/1/1992
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/10/1992
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


RS
RENCAP SECURITIES, INC.
RC SECURITIES, INC. | TAURUS GLOBAL SECURITIES, INC. | RENCAP SECURITIES, INC.

CRD#: 37821 / SEC#: , 8-48011

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022
Mailing Address
750 Lexington Av. 7th Floor - Suite 131, New York, NY 10022
Phone number
(212) 824-1099
Established
Delaware since 12/05/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RENAISSANCE CAPITAL SERVICES LIMITED (UK)SHAREHOLDER
DEBELLIS, JOSEPH FRANCISDIRECTOR, CCO AND & SECRETARY1251861
SIMONE, ANTHONY GERARDCEO2260735
VALDES, CARLOSDIRECTOR & FINOP2353403

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RENCAP SECURITIES, INC.

CRD#: 37821New York, NY 10022

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