Kristen M. Daniels
Professional summary
Kristen Maren Daniels, who also goes by Kris Daniels, Kristen Maren Klick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Cloud, Minnesota and CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kristen has worked at 9 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Maren Daniels's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301September 9, 2003 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301May 16, 2018 - December 9, 2020
CETERA WEALTH SERVICES, LLC
May 15, 2018 - July 1, 2020
CETERA FINANCIAL SPECIALISTS LLC
April 28, 2017 - December 9, 2020
CETERA ADVISORS LLC
April 28, 2017 - December 9, 2020
CETERA ADVISORS LLC
January 29, 2014 - January 31, 2014
CETERA INVESTMENT SERVICES LLC
August 21, 2009 - December 31, 2010
GUARANTY BROKERAGE SERVICES, INC.
May 3, 1999 - September 8, 2003
FINTEGRA, LLC
August 29, 1996 - April 30, 1999
BANCNORTH INVESTMENT GROUP, INC.
February 22, 1991 - April 30, 1999
CETERA INVESTMENT SERVICES LLC
March 25, 1987 - February 21, 1991
JOHN G. KINNARD AND COMPANY, INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2003)
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(1/31/2014)
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(1/12/2023)
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Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/14/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Cloud, MN 56301TRUST BUT VERIFY
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