Richard B. Worth

THEPARTNERS WEALTH MANAGEMENT

Port St Lucie, FL

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CRD#: 1251519

Professional summary

Richard Bernard Worth, who also goes by Dick Worth, is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Port St Lucie, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Richard has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dick Worth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RICHARD WORTH - SELF EMPLOYED INSURANCE AGENT - INSURANCE SALES - FIXED ANNUITIES, LIFE/HEALTH, DISABILITY - INVESTMENT RELATED - No NUMBER OF HOURS - 1 SECURITIES TRADING HOURS - 1 START DATE: 12/03/1987 - ADDRESS: 2234 SE Montrose Lane, Port St Lucie FL 34952; SCF INVESTMENT ADVISORS - INVESTMENT ADVISOR REP - SAME LOCATION - INVESTMENT RELATED;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Bernard Worth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2024 - Present

THEPARTNERS WEALTH MANAGEMENT

RIA

CRD#: 314816

Port St Lucie, FL

Past

December 8, 2017 - August 30, 2024

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

PORT ST. LUCIE, FL

Past

December 8, 2017 - August 30, 2024

SCF SECURITIES, INC.

CRD#: 47275

PORT ST. LUCIE, FL

Past

August 31, 2017 - December 12, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

Port St. Lucie, FL

Past

August 30, 2017 - December 12, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

Port St. Lucie, FL

Past

January 4, 2005 - September 13, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PORT ST. LUCIE, FL

Past

January 4, 2005 - September 13, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PORT ST. LUCIE, FL

Past

February 24, 2003 - January 7, 2005

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

PORT ST. LUCIE, FL

Past

January 2, 2003 - January 7, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

December 7, 1999 - December 31, 2002

THE ADVISORS GROUP, INC.

RIA

CRD#: 14035

PORT ST. LUCIE, FL

Past

December 7, 1999 - December 31, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

March 9, 1988 - September 3, 1999

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

July 21, 1987 - March 17, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

March 22, 1984 - May 20, 1987

BALCOR SECURITIES COMPANY

CRD#: 6539

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THEPARTNERS WEALTH MANAGEMENT

CRD#: 314816 / SEC#: 801-122637

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/25/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/31/1989

General Securities Principal Examination

Current Firm

THEPARTNERS WEALTH MANAGEMENT

CRD#: 314816 / SEC#: 801-122637

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

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Contact information

Main Address

Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921

Mailing Address

26 Miramonte Rd, Carmel Valley, CA 93924

Phone number

(800) 324-3010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THEPARTNERS ADV PART 2A BROCHURE (10/24/2025)

THEPARTNERS ADV PART 2A WRAP BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	2,304
AUM (Assets Under Management)	$ 454,537,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard B. Worth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Bernard Worth's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

FSC SECURITIES CORPORATION

BALCOR SECURITIES COMPANY

Primary Firm SEC Registration

THEPARTNERS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2000

Series 63

Date: 4/3/1984

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1984

Series 51

Date: 1/25/2005

Series 24

Date: 5/31/1989

Current Firm

THEPARTNERS WEALTH MANAGEMENT

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THEPARTNERS WEALTH MANAGEMENT

TRUST BUT VERIFY

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