Eugene S. Perricone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Salvatore Perricone, who also goes by Gene Perricone, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1996. Eugene had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
December 6, 2016 - June 6, 2019
TRUIST ADVISORY SERVICES, INC.
November 22, 2016 - June 6, 2019
TRUIST INVESTMENT SERVICES, INC.
October 25, 2013 - October 1, 2015
TRUIST INVESTMENT SERVICES, INC.
October 24, 2013 - October 1, 2015
TRUIST INVESTMENT SERVICES, INC.
March 10, 2009 - September 30, 2013
TRUIST INVESTMENT SERVICES, INC.
July 25, 2007 - September 30, 2013
TRUIST INVESTMENT SERVICES, INC.
July 2, 2003 - October 27, 2006
COUNTRYWIDE INVESTMENT SERVICES, INC.
August 17, 2000 - August 26, 2002
CHARLES SCHWAB & CO., INC.
August 16, 2000 - August 26, 2002
CHARLES SCHWAB & CO., INC.
February 27, 1997 - June 6, 2000
TRUIST INVESTMENT SERVICES, INC.
May 15, 1996 - July 22, 1996
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
