Charles D. Collins
Professional summary
Charles Duane Collins, who also goes by Chuck Collins, is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Duane Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2016 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 900 Second Ave S Suite 1500, Minneapolis, MN 55402January 3, 2006 - August 26, 2015
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
September 27, 1996 - January 3, 2006
MILLER JOHNSON STEICHEN KINNARD, INC.
July 19, 1991 - September 27, 1996
MARCHE' SECURITIES, INC.
September 13, 1989 - June 24, 1991
CRAIG-HALLUM, INC.
August 1, 1989 - August 14, 1989
JOHN G. KINNARD AND COMPANY, INCORPORATED
March 26, 1985 - August 14, 1989
MORGAN STANLEY DW INC.
March 22, 1984 - March 28, 1985
HEINER & STOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2016)
(9/6/2016)
(3/13/2023)
Exams
FINRA
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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