James A. Bjornlie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Andrew Bjornlie was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2009 - March 31, 2014
FELTL & COMPANY
August 31, 2007 - February 20, 2009
RBC CAPITAL MARKETS, LLC
December 6, 2006 - September 12, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 14, 1997 - March 20, 1997
JOHN G. KINNARD AND COMPANY, INCORPORATED
January 3, 1995 - December 6, 2006
MILLER JOHNSON STEICHEN KINNARD, INC.
August 17, 1989 - January 5, 1995
WESTONKA INVESTMENTS, INC.
November 11, 1988 - August 22, 1989
CRAIG-HALLUM, INC.
February 1, 1988 - December 6, 1988
OBERWEIS SECURITIES, INC.
March 2, 1987 - February 1, 1988
ENGLER-BUDD & COMPANY INC.
March 22, 1984 - August 22, 1989
CRAIG-HALLUM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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