Keith M. Gillies
Professional summary
Keith Michael Gillies, CFP® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Laplace, Louisiana and AMERITAS INVESTMENT COMPANY, LLC located in Laplace, Louisiana.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Keith has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith Michael Gillies's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 610 Belle Terre Blvd, Laplace, LA 70068Office #2: 204 Executive Ct Ste 200, Little Rock, AR 72205Office #3: 3500 N Causeway Blvd Ste 1500, Metairie, LA 70002June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 610 Belle Terre Blvd, Laplace, LA 70068Office #2: 3500 N Causeway Blvd Ste 1500, Metairie, LA 70002June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
October 11, 2002 - June 30, 2006
CARILLON INVESTMENTS, INC.
February 16, 2000 - June 30, 2006
CARILLON INVESTMENTS, INC.
December 14, 1994 - February 23, 2000
THE ADVISORS GROUP, INC.
April 26, 1988 - January 12, 1995
CARILLON INVESTMENTS, INC.
May 25, 1984 - May 3, 1988
OLD SLIP CAPITAL MANAGEMENT, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2007)
(1/3/2013)
(11/1/2021)
(1/31/2017)
(5/2/2023)
(3/18/2019)
(3/21/2017)
(6/8/2007)
(1/31/2017)
(4/12/2023)
(1/7/2016)
(2/7/2011)
(6/30/2006)
(11/1/2021)
(4/26/2022)
(5/4/2023)
(3/3/2026)
(1/24/2007)
(4/19/2017)
(6/28/2012)
(8/18/2020)
(8/26/2024)
(9/29/2015)
(10/24/2007)
(1/9/2020)
(1/31/2017)
(1/28/2025)
(6/30/2006)
(7/14/2023)
(1/31/2017)
(4/26/2022)
(5/22/2023)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Laplace, LA 70068TRUST BUT VERIFY
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