John G. Wesson

KOVACK SECURITIES

Mantoloking, NJ

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CRD#: 1250679

Professional summary

John Gouverneur Wesson is a registered financial professional currently at KOVACK SECURITIES INC. located in Mantoloking, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Gouverneur Wesson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2015 - Present

KOVACK SECURITIES INC.

CRD#: 44848

Mantoloking, NJ

Past

June 27, 2007 - September 21, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

POINT PLEASANT BEACH, NJ

Past

May 29, 2003 - June 27, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

POINT PLEASANT BEACH, NJ

Past

July 2, 1998 - August 4, 2003

PRENTICE SECURITIES, INCORPORATED

CRD#: 22897

HALLANDALE, FL

Past

August 23, 1989 - July 1, 1998

DOMINICK & DICKERMAN LLC

CRD#: 7344

OLD GREENWICH, CT

Past

January 10, 1989 - August 23, 1989

BAIRD, PATRICK & CO., INC.

CRD#: 1149

FAIRFIELD, NJ

Past

April 12, 1988 - January 28, 1989

OPPENHEIMER & CO. INC.

CRD#: 249

Past

April 1, 1988 - April 12, 1988

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

Past

January 29, 1988 - April 1, 1988

OPPENHEIMER & CO. INC.

CRD#: 249

Past

June 20, 1984 - January 29, 1988

KUHNS BROTHERS & LAIDLAW, INC.

CRD#: 1481

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/10/2022)

Arizona
(9/18/2015)

California
(9/18/2015)

Colorado
(9/18/2015)

Connecticut
(9/18/2015)

Delaware
(9/18/2015)

Florida
(9/18/2015)

Hawaii
(9/18/2015)

Maine
(9/18/2015)

Missouri
(9/18/2015)

Nebraska
(1/18/2024)

New Jersey
(9/18/2015)

New York
(9/18/2015)

North Carolina
(9/21/2015)

Ohio
(9/18/2015)

Oregon
(9/18/2015)

Pennsylvania
(10/19/2015)

South Carolina
(10/17/2022)

Vermont
(9/18/2015)

Virginia
(9/18/2015)

Wyoming
(9/18/2015)

Exams

State Security Law Exam

Series 63

Date: 4/11/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: , 8-50847

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone number

(954) 782-4771

Established

Florida since 04/22/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KOVACK FINANCIAL, LLC.	OWNER
KOVACK, BRIAN JOHN	CEO	2809477
SHICK, ISABELLE ALLISON	FINOP	5364794
WOLFE, MELINDA SUE	CHIEF COMPLIANCE OFFICER/EVP	1627593

Disclosures

Regulatory Event	5
Arbitration	5

Red Flags

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John G. Wesson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Gouverneur Wesson's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. TURNER & COMPANY, L.L.C.

BROOKSTREET SECURITIES CORPORATION

PRENTICE SECURITIES, INCORPORATED

DOMINICK & DICKERMAN LLC

BAIRD, PATRICK & CO., INC.

OPPENHEIMER & CO. INC.

FAHNESTOCK INTERNATIONAL INC.

OPPENHEIMER & CO. INC.

KUHNS BROTHERS & LAIDLAW, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/1985

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

FINRA

Nasdaq Stock Market

Current Firm

KOVACK SECURITIES INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KOVACK SECURITIES INC.

TRUST BUT VERIFY

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