Graham R. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Graham Richard Mcdonald was a registered financial professional .
Graham is a previously registered financial professional and started their career in finance in 1984. Graham had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2003 - July 25, 2005
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
November 16, 2001 - January 27, 2012
EMPOWER FINANCIAL SERVICES, INC.
August 23, 2000 - April 3, 2006
GREENWOOD INVESTMENTS, LLC
January 3, 1997 - May 6, 1997
ONE ORCHARD EQUITIES, INC.
November 27, 1985 - May 4, 1990
GWL FINANCIAL SERVICES, INC.
May 30, 1985 - August 10, 2000
EMPOWER FINANCIAL SERVICES, INC.
April 3, 1984 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
CRD#: 24220 / SEC#: , 8-41042
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANADA LIFE INSURANCE COMPANY OF AMERICA | PARENT | |
| BYRNE, BEVERLY ANN | SECRETARY | 1983774 |
| DERBACK, GLEN RAY | TREASURER | 1330783 |
| GILE, SUSAN CURTIS | ADMINISTRATIVE OFFICER | 1689044 |
| LAEYENDECKER, RONALD JOHN | VICE PRESIDENT | 2420179 |
| LUIZ, TERESA LYNN | COMPLIANCE OFFICER | 1573186 |
| MAIERS, MARY CAROL | INVESTMENTS COMPLIANCE OFFICER & FINANCIAL OPERATIONS PRINCIPAL | 4468209 |
| MCDONALD, GRAHAM RICHARD | DIRECTOR | 1250661 |
| NELSON, CHARLES PATRICK | DIRECTOR & PRESIDENT | 1161349 |
| SHAW, ROBERT KENNETH | DIRECTOR | 1224633 |
Red Flags
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