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Brian N. Everett
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX 75252
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CRD#: 1250585
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Professional summary
Brian Neal Everett, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and LIFESTYLE ASSET MANAGEMENT, INC. located in Dallas, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 52, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) EVERETT FINANCIAL GROUP; DBA CORPORATION; INSURANCE (FIXED/LIFE/HEALTH/P&C); AGENT; START: 01/09/2017; 20 HOURS PER MONTH. 2.) PARENTS LIVING TRUST; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ETC.); SUCESSOR TRUSTEE; START DATE: 07/17/2012; 4 HOURS PER MONTH. 3.) EVERETT FINANCIAL GROUP; ESTATE/FINANCIAL PLANNING; CFP; START DATE: 160 HOURS PER MONTH. 4.) I am a trustee of my mom's living trust. Also, perform financial planning consulting and fixed insurance. 5.) NAME OF OTHER BUSINESS: EVERETT FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: 17950 Preston Road Suite 770 Dallas, TX 75252;NATURE OF BUSINESS:FINANCIAL SERVICES; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP:FINANCIAL PROFESSIONAL;APX NUMBER OF HOURS PER WEEK :40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES:DBA FOR FINANCIAL SERVICES. 6.) DBA Everett Financial Group for previous RIA business. 7.) NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC. - CRD# 157450 ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 05/2024 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 8.) NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2024 ; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Brian Neal Everett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 17950 Preston Road #770, Dallas, TX 75252RIA
CRD#: 105644
DALLAS, TX
Current
June 5, 2024 - Present
LIFESTYLE ASSET MANAGEMENT, INC.
Office #1: 17950 Preston Rd #770, Dallas, TX 75252RIA
CRD#: 157450
Dallas, TX
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 17950 Preston Road #770, Dallas, TX 75252BD
CRD#: 10299
Dallas, TX
Past
May 10, 2024 - May 13, 2024
LIFESTYLE ASSET MANAGEMENT, INC.
RIA
CRD#: 157450
FRIENDSWOOD, TX
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
DALLAS, TX
Past
July 29, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
DALLAS, TX
Past
July 29, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
DALLAS, TX
Past
April 29, 1999 - August 16, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
DALLAS, TX
Past
April 29, 1999 - August 16, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
May 29, 1991 - April 29, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
May 2, 1984 - June 4, 1991
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Illinois(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Maryland(9/8/2022)
RR
New Jersey(6/4/2025)
RR
North Carolina(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
South Carolina(9/8/2022)
RR
Tennessee(8/13/2025)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Virginia(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/18/1990
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Dallas, TX 75252TRUST BUT VERIFY
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