Ronald J. Ragan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald James Ragan, who also goes by Ron Ragan, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2008 - May 12, 2014
MERRIMAC CORPORATE SECURITIES, INC.
January 13, 2005 - September 17, 2007
ALLSTATE FINANCIAL SERVICES, LLC
November 9, 2004 - December 15, 2004
SIGNATURE ESTATE SECURITIES, LLC
July 3, 2002 - October 25, 2004
HIGH MARK SECURITIES, INC.
February 12, 1998 - August 1, 2002
CETERA WEALTH SERVICES, LLC
February 6, 1998 - August 1, 2002
CETERA WEALTH SERVICES, LLC
April 22, 1997 - October 24, 1997
NATIONWIDE SECURITIES, LLC
October 11, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 11, 1988 - July 25, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
