Russell G. Kercher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell George Kercher, who also goes by R G Kercher, Russ G Kercher, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1984. Russell had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2013 - December 31, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 1, 2004 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
February 22, 1996 - January 1, 2004
LOCUST STREET SECURITIES, INC.
March 4, 1992 - February 2, 1996
METROPOLITAN LIFE INSURANCE COMPANY
March 4, 1992 - February 2, 1996
MSI FINANCIAL SERVICES, INC.
July 30, 1990 - February 19, 1992
GREEN HILL FINANCIAL SERVICE CORPORATION
November 19, 1989 - August 13, 1990
OSAIC WEALTH, INC.
February 3, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 15, 1984 - December 19, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
