Scott C. Kersh

MISCHLER FINANCIAL GROUP

IRVINE, CA 92612

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CRD#: 1249850

Professional summary

Scott Christopher Kersh is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Irvine, California.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1984. Scott has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 22, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 1997 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Office #2: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

CRD#: 37818

IRVINE, CA

Past

September 17, 1992 - November 26, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 17, 1986 - November 2, 1992

LIBERTY CAPITAL MARKETS, INC.

CRD#: 16534

Past

July 30, 1984 - December 9, 1985

LIBERTY EQUITIES, INC.

CRD#: 14976

Past

April 18, 1984 - October 26, 1984

CRESCENT SECURITIES CORPORATION

CRD#: 13263

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/18/2022)

California
(12/21/1997)

Illinois
(12/23/1997)

Oregon
(3/11/2022)

Washington
(3/9/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/10/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/16/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/23/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 6/26/1984

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

MISCHLER FINANCIAL GROUP, INC.

DILTANA COMPANY, INC. | MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818 / SEC#: , 8-48067

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Mailing Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Phone number

(949) 720-0640

Established

California since 11/22/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHAMBERLAIN, DEAN ARTHUR	CHIEF EXECUTIVE OFFICER / DIRECTOR/ CHAIRMAN	2262338
HOLMES, DOYLE LAVERN	PRESIDENT, CHIEF OPERATION OFFICER-FINOP, CHIEF COMPLIANCE OFFICER, DIRECTOR	1556260
GTS FINANCIAL LLC	OWNER

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott C. Kersh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Christopher Kersh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL EQUITY GROUP, LLC

LIBERTY CAPITAL MARKETS, INC.

LIBERTY EQUITIES, INC.

CRESCENT SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1994

Series 63

Date: 12/3/1986

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/10/1994

Series 7

Date: 10/19/1985

Series 22

Date: 4/16/1984

Series 24

Date: 11/23/1998

Series 39

Date: 6/26/1984

FINRA

Current Firm

MISCHLER FINANCIAL GROUP, INC.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MISCHLER FINANCIAL GROUP, INC.

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