JT
James A. Testwuide
H. C. DENISON CO.
Sheboygan, WI 53081
Some features on this profile are disabled
CRD#: 1248919
JT
Professional summary
James Anthony Testwuide is a registered financial advisor currently at H. C. DENISON CO. located in Sheboygan, Wisconsin.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. James has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
James Anthony Testwuide is a registered representative with H.C. Denison Co. He receives a commission from these activities. From time to time, he will offer clients advice or products from this activity. James Anthony Testwuide is an independent licensed insurance agent. He receives a commission from these activities. From time to time, he will offer clients advice or products from this activity. BOARD OF DIRECTOR FOR TORGINOL INCORPORATED AND RECEIVE COMPENSATION OF FOR EACH MEETING WHICH I ATTEND. Not Investment related 4617 S Taylor Dr, Sheboygan, WI 53081. Torginol manufactures industrial materials. 2-4 dinner meetings a year. 2001 James joined the board. Board of Directors for Aldag Honold and receive compensation for each meeting. Not Investment related. Aldag is a HVAC and fabrication company. One meeting a year. 0 hrs of trading time beginning date is August 2018. 3509 S Business Dr, Sheboygan, WI 53081 Commerce State Bank & Commerce Financial Holdings: Board of Directors and receive compensation for attending board meetings. Not investment related. Bank and holding company. 2 meetings a month about 2 hours each 1.5 hours are during trading hours. Beginning date May 16 2018. 1700 S Silverbrook Dr, West Bend, WI 53095.
CRS (Client Relationship Summary) - RIA
Click below to view James Anthony Testwuide's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Anthony Testwuide's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2022 - Present
H. C. DENISON CO.
Office #1: 618 North 7th Street, Sheboygan, WI 53081Office #2: 618 North 7th Street, Sheboygan, WI 53081RIA
BD
CRD#: 1628
Sheboygan, WI
Current
June 21, 1984 - Present
H. C. DENISON CO.
Office #1: 618 North 7th Street, Sheboygan, WI 53081Office #2: 618 North 7th Street, Sheboygan, WI 53081RIA
BD
CRD#: 1628
Sheboygan, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H. C. DENISON CO.
H. C. DENISON CO.
CRD#: 1628 / SEC#: 801-131334, 8-44
RIA
Registered Investment Advisory firm - SEC (10/23/2024 Approved)Wisconsin
Registered Investment Advisory firm - SEC (11/27/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/14/2013)
RR
Arizona(3/25/2010)
RR
California(10/28/2009)
RR
Colorado(12/13/2001)
RR
Connecticut(10/15/2013)
RR
Florida(10/31/1997)
RR
Georgia(11/6/2009)
RR
Illinois(12/12/2001)
RR
Indiana(12/11/2009)
RR
Iowa(1/7/2010)
RR
Kansas(3/18/2010)
RR
Kentucky(3/18/2010)
RR
Louisiana(1/15/2010)
RR
Maine(2/13/2023)
RR
Maryland(1/12/2010)
RR
Michigan(11/17/2009)
RR
Minnesota(10/8/2009)
RR
Missouri(1/6/2010)
RR
Nevada(10/27/2009)
RR
New Hampshire(10/4/2016)
RR
New Jersey(3/28/2023)
RR
New Mexico(4/4/2016)
RR
New York(10/16/2009)
RR
North Carolina(10/27/2009)
RR
Ohio(7/6/2015)
RR
Oklahoma(6/12/2023)
RR
Oregon(3/5/2010)
RR
Pennsylvania(2/22/2023)
RR
South Carolina(11/18/2009)
RR
Tennessee(4/12/2017)
RR
Texas(1/14/2010)
RR
Utah(3/3/2010)
RR
Virginia(3/1/2010)
RR
Washington(9/30/2016)
RR
Wisconsin(7/12/1984)
IAR
Wisconsin(4/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/11/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
H. C. DENISON CO.
H. C. DENISON CO.
CRD#: 1628 / SEC#: 801-131334, 8-44
RIA
Registered Investment Advisory firm - SEC (10/23/2024 Approved)Wisconsin
Registered Investment Advisory firm - SEC (11/27/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
618 North 7th Street, Sheboygan, WI 53081
Mailing Address
P.o. Box 28, Sheboygan, WI 53082-0028
Phone number
(920) 457-9451
Established
Wisconsin since 08/30/1949
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
4
SEC notice filing (1 States and Territories)
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 541 |
| AUM (Assets Under Management) | $ 177,342,193 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
