James Anthony Testwuide
Professional Summary
James Anthony Testwuide is a registered financial advisor currently at H. C. DENISON CO. located in Sheboygan, Wisconsin. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. James has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 53, Series 24 and Series 27...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
H. C. DENISON CO.
Contact Information
Main Address
618 North 7th Street, Sheboygan, WI 53081Mailing Address
P.o. Box 28, Sheboygan, WI 53082-0028Phone Number
(920) 457-9451Established
Wisconsin since 08/30/1949Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
889AUM (Assets Under Management)
$310,044,598Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
H. C. DENISON CO.
State Registrations and Notice Filings
(1/14/2013)
(3/25/2010)
(10/28/2009)
(12/13/2001)
(10/15/2013)
(10/31/1997)
(11/6/2009)
(12/12/2001)
(12/11/2009)
(1/7/2010)
(3/18/2010)
(3/18/2010)
(1/15/2010)
(2/13/2023)
(1/12/2010)
(11/17/2009)
(10/8/2009)
(1/6/2010)
(10/27/2009)
(10/4/2016)
(3/28/2023)
(4/4/2016)
(10/16/2009)
(10/27/2009)
(7/6/2015)
(6/12/2023)
(3/5/2010)
(2/22/2023)
(11/18/2009)
(4/12/2017)
(1/14/2010)
(3/3/2010)
(3/1/2010)
(9/30/2016)
(7/12/1984)
(4/26/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 1999SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Anthony Testwuide's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Anthony Testwuide's CRS (Customer Relationship Summary).
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