Natalie A. Causerano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie Agnes Causerano was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 1984. Natalie had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 1990 - February 27, 1991
VALLEY FORGE ASSET MANAGEMENT, LLC
December 14, 1989 - January 1, 1990
INVESTEC INC.
April 18, 1984 - November 16, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE ASSET MANAGEMENT, LLC
CRD#: 7438 / SEC#: 801-25300, 8-17864
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BB&T CORPORATION | OWNER | |
| BORN, DONALD LOUIS | SENIOR VICE PRESIDENT & MANAGER | 26281 |
| CORACE, FRANK CHARLES | SENIOR VICE PRESIDENT & MANAGER | 53962 |
| CRAM, BRYAN SCOTT | MANAGER | 2723431 |
| FOLLMAN, SR, JOHN PHILIP SR | MANAGER | 4595746 |
| FRANCIS, BERNARD ALLEN JR | CEO, PRESIDENT, CHAIRMAN OF THE BOARD | 710809 |
| GIBBEL, HENRY HERSHBERGER | MANAGER | 4595685 |
| GIBSON, JAMES EDWARD | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER & MANAGER | 2682807 |
| HOSTETTER, DREW KEVIN | MANAGER | 6311313 |
| MALLOY, KELLY CARTER | SENIOR VICE PRESIDENT, SECRETARY | 1204816 |
| MCCALLUM, JEFFREY SCOTT | SENIOR VICE PRESIDENT | 725576 |
| MERINAR, DENISE KATHLEEN | HEAD OF VFAM, MANAGER | 4126939 |
| ROSE, M. ZEV | MANAGER | 4595660 |
| SWALLOW, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT & TREASURER | 3241109 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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